-
Job Description
Account Maintenance Specialist: Regulatory Compliance Expertise
Interactive Brokers Ireland Limited seeks a skilled Account Maintenance Specialist to assist with client categorization, regulatory reporting, and consumer protection in a fast-paced and complex operating environment.
**Key Responsibilities:** • Assist with day-to-day oversight and execution of compliance-related operational items • Review and process client categorisation requests • Ensure client profiles are current for EMIR/Mi FIR/SFTR reporting • Confirm appropriateness testing system is operating correctly on a pan-European level • Compile Management Information from client profile reviews and identify changes and enhancements to current processes • Collaborate with second line on Compliance monitoring and testing program • Monitor new and emerging regulatory and conduct risks and their impacts on the firm and its clients • Assist with maintaining Compliance Policy and Procedures framework **Qualifications:** • Min 2 years of relevant Compliance experience, preferably at a large broker or proprietary trading firm • Knowledge of regulatory framework, including Mi FID/R, and other relevant Central Bank of Ireland codes/guidance • Strong knowledge of financial instruments and financial markets • Experience assessing risks and evaluating systems and controls • High degree of comfort with technology and functional understanding of how technology can be applied to business and regulatory solutions • Strong communication, problem-solving and analytical skills • Ability to work under pressure and formulate solutions • Excellent attention to detail • University degree or higher qualification • Professional Certificate or Professional Diploma in Compliance or currently working towards these qualifications **About Interactive Brokers Group, Inc.** Interactive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.