Job Description
Job Description: Brokerage Margin Representative II Shift: 7am-3.30pm and 9am-5.30pm The Role The Margin associate will be responsible for monitoring large securities, money transactions, and reviewing documentation, protecting both the client and the firm. As part of the Margin team, you will monitor day-to-day activity within customer cash and margin accounts to ensure compliance with, and adhering to, Margin Department Policies and Procedures while maintaining Fidelity’s high-level standards. We work with multiple lines of business and business partners providing answers to questions on cash and margin regulations. We monitor day-to-day activity within customer cash and margin accounts to ensure compliance with regulatory rules relating to the extension of credit specifically Federal Reserve Regulation-T and FINRA rule 4210. The successful candidate will work within an exciting, fast-paced, and growing operations environment. Fidelity is a privately-owned company, committed to innovation and to providing the best customer experience in financial services. The Expertise and Skills You Bring Bachelor's degree or higher in business or related discipline. 0-2 years’ experience, preferably within financial services. Excellent written and verbal communication and inter-personal skills. An ability to quickly organize and prioritize multiple tasks and to work under tight deadlines in a dynamic team environment. Ability to work and build positive relationships across different teams within the organization. Exceptional attention to detail. Tracking and monitoring outstanding issues and providing timely updates to clients. Have the ability to learn many tasks and gain expertise in multiple product offerings. Be technical oriented, with strong MS Office/PC skills. Flexibility in Working hours. The Team The Margin Team, as subject-matter experts, works collaboratively in a fast-paced environment, executing a large volume of asset transfers with accuracy. We are driven by our team effort to provide excellent service while demonstrating sound decision making and risk management skills. It is our goal to build strong working relationships with key business partners in multiple business units. How Your Work Impacts the Organization Operations and Services Group (OSG) is a division of Fidelity Institutional and provides superior customer service to Fidelity businesses through innovation, dedication, and commitment to quality. In operating offices across the US and in Ireland, OSG plays a critical role by processing every transaction into Fidelity and out to customers through the brokerage platform. OSG provides securities execution, clearance, and risk management services to retail, institutional, and correspondent clients. #J-18808-Ljbffr