Job Description
Role Purpose: Our client a fast growing financial services/MIFID company based in Dublin, are looking to hire a compliance executive. The role offers excellent exposure to someone looking to develop their career further. It is a wide-ranging and highly-rewarding role covering various aspects of the Companys compliance and risk frameworks. Role Responsibilities: *Contribute effectively to compliance risk assessments and to the production of an annual compliance plan; *Promote and develop consumer protections with particular reference to product governance, suitability & appropriateness, etc.; *Assist compliance monitoring and oversight reviews (including reviews of the Companys outsourcing and delegation arrangements, AML arrangements, etc.), document results and propose enhancements where identified; *Maintain an acute awareness of legislative developments and regulatory expectations; *Assist with the identification, interpretation and analysis of existing and upstream legislation, which may impact on the Company's business and/or clients; *Assist with the management of key projects from the initiation and planning stages through to execution and completion; *Support the Company with the development, implementation and management of the Company's compliance policies and procedures; *Review and assess compliance breaches and work with the Company to remediate and resolve any identified issues; *Assist with the management of external relations e.g. Central Bank of Ireland, FSPO, External Auditors, etc.; *Support the production and reporting of succinct management information to the Board; *Contribute to maintaining a risk-aware compliance culture; Requirements: *3+ years experience working in a compliance/regulatory environment with a financial services or consulting firm; *An understanding and clear appreciation of the importance of the Compliance & Risk function in a financial advisory group; *An ability to identify key tasks and prioritise effective execution; *Experience in implementing a risk-based compliance plan; *Experience in executing and documenting compliance monitoring & oversight reviews; *A clear, detailed, logical approach with excellent record keeping and the ability to work with little supervision is essential; *Knowledge of the broader EU regulatory framework, including MiFID II, CRD, IDR, CMCAR would be advantageous but not mandatory Skills: compliance risk reg Benefits: Work From Home competitive