-
Job Description
Compliance Manager sought to oversee regulatory compliance for a leading investment firm in Dublin city centre.
The successful candidate will monitor the entity's compliance with all applicable regulatory standards, assist with reporting to the Board of Directors and advise the entity proactively on future and changing regulatory matters.
Key Responsibilities:
- Monitor the entity's compliance with all applicable regulatory standards.
- Assist with reporting to the Board of Directors.
- Advise the entity proactively on future and changing regulatory matters.
- Perform compliance risk assessments using a risk-based approach.
- Execute the compliance monitoring plan.
- Work with the group CCO to support group initiatives.
- Coordinate and lead specific compliance projects.
- Oversee investment breaches/operational risk events log.
- Assist with review of marketing/registration approvals and regulatory notifications.
- Review product governance and product range.
Requirements:
- Demonstrable experience in a Compliance role, ideally in asset management or funds industry.
- Significant experience in regulations/guidance issued by the CBI and other relevant European regulatory bodies (ESMA).
- Thorough understanding of the Central Bank of Ireland's Fund Management Company Guidance (CP86) requirements, AIFMD, UCITS.
- AML/CDD/KYC knowledge and experience.
- Strong report writing skills.
The salary for this role is negotiable and supported by a benefits package.