Job Description
Our client, a leading privately owned investment firm, is currently seeking a Compliance Managerto join their Dublin city centre based team. The Compliance Manager will support the Designated Person PCF39F for Regulatory Compliance of a Super ManCo. The successful candidate will monitor the entitys compliance with all applicable regulatory standards, assist with reporting to the Board of Directors and advise the entity pro-actively on future and changing regulatory matters. The Job Perform compliance risk assessments using a risk- based approach to determine the focus of monitoring and advisory activities. Execute the compliance monitoring plan. Work with the group CCO as required to support group initiatives. In conjunction with the other named DPs, assist with the execution of the delegate oversight requirements including review/approval of delegate policies where applicable. Coordinate and lead specific compliance projects including review and implementation of new regulations within the entity. Oversee investment breaches/operational risk events log for potential compliance issues. Assisting with review of marketing/registration approvals and regulatory notifications. Review product governance and product range, consider impact of AIFMD/UCITS marketing. The Candidate The successful candidate will have demonstrable experience in a Compliance role, ideally in asset management or funds industry. Should have significant experience in regulations/guidance issued by the CBI and other relevant European regulatory bodies (ESMA). A thorough understanding of the Central Bank of Irelands Fund Management Company Guidance (CP86) requirements, AIFMD, UCITS. AML/CDD/KYC knowledge and experience. Ideally have experience of dealing with and managing the CBI relationship including day to day matters as well as thematic reviews. Strong report writing skills. For further information and to discuss in strict confidence, please apply to Conor O'Reilly () with an updated CV. The salary for this role is negotiable and supported by a benefits package. Skills: Regulatory Compliance UCITS AIFM Due Diligence Fund Management CBI ESMA Benefits: Work From Home Full benefits