Job Description
**Job Summary:** Ensure business activities comply with applicable laws, regulations, and directives, focusing on regulatory and policy requirements to maintain high standards of practice. **Job Description:** **Deutsche Börse Group** A leading exchange organisation and innovative market infrastructure provider, tracing its origins to 1585. **Clearstream** Provides investors, financial institutions, and companies access to global capital markets, contributing to the prosperity of future generations. **Job Title:** Ensure business activities comply with applicable laws, regulations, and directives, focusing on regulatory and policy requirements to maintain high standards of practice. **Responsibilities:** * Support projects and initiatives within the Chief Compliance Officer Area * Provide advice to the 1st Line of defence on compliance related topics * Provide input on onsite visits and address any compliance queries raised by Asset management network * Review and assessment of contracts, including opinions on compliance related topics * Ensure compliance with ongoing AML/CTF duties, including but not limited to reporting suspicious activities and related follow-ups with the relevant authorities (where necessary) * Execute the Financial Crime Prevention program that covers AML/CFT, Anti-Fraud, Anti-Bribery & Corruption, and market abuse/insider trading, including but not limited to providing advisory and support to the business in handling escalated queries (advising on risk-based approach) * Apply Know-Your-Customer principles and quality assurance of related files * Handle system driven monitoring alerts, and research and investigation activities, particularly money laundering, sanctions, and insider dealing * Prepare information from both internal systems and external research * Prepare and compliance assessment of customer on-boarding files * Compliance assessment of periodic KYC reviews **Other Responsibilities:** * Act as support and advisory assistance to first line of defence employees and management for any question related to Compliance * Handle internal and external audits * Submit reports on a timely basis **Qualifications/Required Skills:** * Minimum 2 years of experience in a similar role (AIFM, UCITS Man Co) * University degree in Law, Business, Accounting or Finance related area * Understanding of Mi Fi D, AIFMD, UCITS and AML European Fund legislation * Experience with reviews of legal documentation (contracts) and provision of Compliance input * Strong communication and negotiation skills (internally and externally), including ability to present complex matters in a clear and comprehensive way * Strong analytical and conceptual skills, creativity, critical thinking, as well as ability to identify problems and propose solutions * High degree of professionalism and the ability to independently complete complex projects * Ability to identify problems and propose solutions * Proficiency in written and spoken English; proficiency in any other languages would be an additional benefit * Team player, able to work independently on complex matters/projects * Strong individual initiative, the ability to work well in a team that may include representatives from a range of business areas, and different locations * Ability to self-manage workload with a positive approach