Job Description
Our client, a MiFID investment firm, is currently seeking a Head of Compliance to join their team for a 6 month interim assignment. The successful candidate will report to the Chief Risk Officer EMEA and the Managing Director, Ireland. This individual will hold the Central Bank of Ireland’s Head of Compliance (PCF-12) and Head of Anti-Money Laundering and Counter Terrorist Financing Legislation Compliance (PCF-52) Pre-Approval Controlled Function roles. For this role, it's a pre-requisite you have held PCF roles in the past and be available to start by October. The JobManagement and oversight of the company's Compliance frameworks, policies, processes and training to ensure compliance with relevant governing laws, regulations, directives, standards and guidelinesOptimal management of the company's relationship with the CBI and other European regulatorsIdentification and communication of regulatory developments relevant to the companyProvision of high-quality compliance advice and guidance to senior managementOverseeing regular compliance reviews in partnership with the Group's Compliance Monitoring functionEngagement with and oversight of Group Compliance functions that provide services to the company through intra-group outsourcing arrangementsEfficiency and effectiveness of compliance controls and processes and continuous improvementEffective Anti-Money Laundering (AML) framework in place and oversight of AML activities and processesActing as MLRO for the firmRepresentation of the Compliance Department in internal and external project teams on a regional and global levelRegular reports to the Governance, Risk and Control Committee and the Board of Directors on Compliance and AML mattersThe CandidateStrong track record in a PCF Head of Compliance role.Experience in the Asset Management or Fund Industry or in the broader Financial Services IndustryStrong understanding of MiFID II and Anti Financial Crime legislationStrong understanding of EU regulatory regimeDegree in business administration, law or similar is desirable #J-18808-Ljbffr