Job Description
Our client, a MiFID investment firm, is currently seeking aHead of Compliance to join their team for a 6 month interim assignment. The successful candidate will report to the Chief Risk Officer EMEA and the Managing Director, Ireland. This individual will hold the Central Bank of Irelands Head of Compliance (PCF-12) and Head of Anti-Money Laundering and Counter Terrorist Financing Legislation Compliance (PCF-52) Pre-Approval Controlled Function roles. For this role, it's a pre-requisite you have held PCF roles in the past and be available to start by October. The Job Management and oversight of the company's Compliance frameworks, policies, processes and training to ensure compliance with relevant governing laws, regulations, directives, standards and guidelines Optimal management of the company's relationship with the CBI and other European regulators Identification and communication of regulatory developments relevant to the company Provision of high-quality compliance advice and guidance to senior management Overseeing regular compliance reviews in partnership with the Group's Compliance Monitoring function Engagement with and oversight of Group Compliance functions that provide services to the company through intra-group outsourcing arrangements Efficiency and effectiveness of compliance controls and processes and continuous improvement Effective Anti-Money Laundering (AML) framework in place and oversight of AML activities and processes Acting as MLRO for the firm Representation of the Compliance Department in internal and external project teams on a regional and global level Regular reports to the Governance, Risk and Control Committee and the Board of Directors on Compliance and AML matters The Candidate Strong track record in a PCF Head of Compliance role. Experience in the Asset Management or Fund Industry or in the broader Financial Services Industry Strong understanding of MiFID II and Anti Financial Crime legislation Strong understanding of EU regulatory regime Degree in business administration, law or similar is desirable Skills: Compliance AML PCF12 Asset Management mifid Funds Financial Crime Management