Investment Compliance Analyst - Oliver James
  • Dublin, Leinster, Ireland
  • via BeBee.com
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Job Description

Our client is looking to hire an Investment Compliance Analyst for their Dublin City Centre offices. About the Position The Investments Compliance Analyst will support the investment compliance processes governing the investment portfolio. This role will code guidelines into the portfolio and ensure compliance breaches are reviewed in and cleared/escalated. Key Responsibilities Conduct pre- and post- trade compliance checks for the internal and external portfolios, resolving breaches as required.

Code and implement effective compliance rules, using Aladdin BQL, reflecting changes made to investment guidelines Perform regular reviews across systems to ensure portfolio guidelines reflect legal, regulatory and trust guidelines, working with legal and risk teams as needed.

Maintain library of all guidelines, IMAs and trust agreements, ensuring fully executed and final documents are retained. Provide reporting on compliance breaches and waivers, as needed.

The ideal candidate will likely have:
Previous experience in a similar role Relevant degree On offer Excellent remuneration and benefits Skills: IMA's Investment Compliance Middle office

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