Position Description:
You will manage a number of complex clients with varied fund types (e.g.
UCITS, AIFs, Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds, reviewing Regulations, prospectuses and investment management guidelines.
RESPONSIBILITIES:
Review and audit investment compliance restrictions and monitoring.
Address/respond to all client services inquiries and fully research all issues arising Conduct service review calls on a regular scheduled basis Assist senior management with designated compliance projects and assignments and act as coordinator where required Ensure detailed documentation is maintained for audit purposes Work with IT and data teams to ensure all client requirements are addressed.
Typically have 4+ years' experience in the Financial Services industry (preferably in Investment Compliance) Strong securities knowledge and / or pursuing the CFA designation Effective verbal and written communication skills and excellent interpersonal skills Excellent computer skills including knowledge of all Microsoft Office applications including Visual Basic.
We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients.
Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader.
You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street's Speak Up Line To be considered for this role you will be redirected to and must complete the application process on our careers page.