Job Description
Regulatory Liaison Officer Work Location: Dublin, Ireland Hours: 35 Line of Business: TD Securities Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description Job Title: Regulatory Liaison Officer, TD Global Finance Unlimited Company Job Level: L10 Job Type: Regulated CBI Fitness & Probity Designations: This is a regulated role and is subject to the Central Bank of Ireland ("CBI") Fitness & Probity standards: as such job holders must hold confirmation that they have been assessed as meeting the CBI's Fitness & Probity Standards before commencing their controlled function job, and on an annual basis thereafter. Position Summary The TDGF Regulatory Liaison Officer 'RLO' supports the TDGF Chief Compliance Officer in managing TDGF’s relationship with the Central Bank of Ireland ('CBI') and the European Central Bank('ECB'). This role is the primary point of contact between the bank and the ECB, CBI, SRB maintaining open and transparent communication channels. Specific Responsibilities Providing independent review/challenge of all regulatory submissions from various regulators. Preparing & submitting regulatory reports to ECB, CBI, SRB adhering to specific reporting standards. Facilitating & coordinating regulatory examinations initiated by the ECB, CBI, SRB. Leading the coordination of firm responses to follow up regulator requests. Collaborating closely with Compliance legal, risk, finance, and other departments. Maintaining Policies and Procedures on communication with regulators. Identifying future threats to our relationships with regulators. Risk Management Responsibilities Responsible for identifying and reporting Operational Risk Events. Responsible for contributing to TDGF's reputation and the management of Reputational Risk. Responsible for good conduct and for contributing to the identification and management of Conduct Risk. Regulatory Requirements You must observe proper standards of market conduct and comply with all regulatory requirements from all regulatory bodies applicable to your business. TD Policy Requirements It is your responsibility to demonstrate that you are fully aware of and adhere to internal TD Policies that relate to you. Our Total Rewards PackageOur Total Rewards package reflects the investment we make in our colleagues to help them achieve their well-being goals. Additional InformationWe’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive. Accommodation If you require an accommodation for the recruitment/interview process, please let us know and we will work with you to meet your needs. #J-18808-Ljbffr